Staff

The combined years of experience of Keith Wagner’s team means that they can quickly respond to client questions and anticipate client needs.

“My team is extremely knowledgeable about the specialized nature of their work. I think you’ll find that this mastery of their jobs shows up in quick and accurate follow-through.”

– Keith Wagner            
 

 
Dan Richard Palmer

Dan Richard Palmer

Financial Coordinator

Dan Joined Northwestern Mutual in February of 2015 and is responsible for client servicing, business development, and advisory team oversight. Previously, Dan was Managing Director at MorningView Capital., Inc., where he specialized in equity and derivative market strategies for high net worth individuals. He began his career in 1993 at Sutro & Company, where he served as Vice President of Institutional Equity Trading.

Dan has been involved with several charities over the past two decades, contributing his time and resources to Children’s Hospital Los Angeles, The Union Rescue Mission, and The Jewish Federation.

Dan is an avid golfer, swimmer, and soccer coach. He received his B.A. from the University of Southern California and holds a Series 7, Series 65 (Registered Investment Advisor), and Life & Health Insurance license.

 
Rocky D Forer

Rocky D Forer

Chief Operations Officer

Rocky has worked with Keith Wagner since 1998. He holds the following professional designations:

  • CFP® (CERTIFIED FINANCIAL PLANNER™)
  • MSFS (Master of Science in Financial Services)
  • CLU® (Chartered Life Underwriter)
  • ChFC® (Chartered Financial Consultant)
  • CAP® (Chartered Advisor in Philanthropy)
  • CASL® (Chartered Advisor for Senior Living)
  • CLTC (Certified in Long Term Care)
  • RICP® (Retirement Income Certified Professional)  

Rocky is married to Danielle. Together, they have seven children and a Golden Retriever. Rocky is on the Board of his children’s school and active in many community charitable organizations.

 
Sarah P Mayer

Sarah P Mayer

Office 213-243-7000

Sarah joined the Wagner team in 2007 as an Associate Financial Representative and is responsible for new business underwriting and client servicing. She attended Santa Monica College and Bar-Ilan University. Sarah enjoys spending her free time with family, traveling, hiking, and camping.

 
Ari Lev Sigal

Ari Lev Sigal, Ph.D.

Director of Investments & Planning
Office 213-243-4444

Ari provides assistance with developing comprehensive financial plans and tools for communicating and executing on those plans as well as portfolio analysis, construction and management. Ari holds the Series 7 and 66 as well as Insurance Licensing. His Doctorate is in Philosophy from UCLA and he received his undergraduate education at Vassar College in New York where he dual majored in Philosophy and Psychology. Ari also holds the CSW certification from The Society of Wine Educators and is committed to enjoying good wine with friends and family.

 

 

Denise Miranda

 

Keith Wagner, CLU®

Wealth Management Advisor

 

To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck